Futurity Wealth Management have appointed Simply Comply. as our dedicated provider of compliance risk management services. Simply Comply have a national footprint and provide a wide range of compliance services to fulfil our regulatory compliance needs as required by the Financial Services Conduct Authority.

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Simply Comply are able and willing to provide a fair, value-driven and independent service to ourselves, thereby providing Futurity Wealth Management with the compliance-related assurance so that we can pursue our strategy in a risk mitigated environment.

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The successful implementation of this compliance-related risk management has enabled Futurity Wealth Management to ensure compliance with the Companies Act, POPI, NCA, FICA, Consumer Protection Act and labour legislation.

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The ultimate outcome of good governance and compliance is to implement, maintain and ensure a Compliance Programme consisting of Four Aspects:

• Demonstrating Compliance with Regulations

• Embedding Compliance Within the Organisation

• Managing the Cost of Compliance

• Identifying, Addressing and Resolving Regulatory Failures

 

Our Director of Compliance is Dawn Julyan CFP®, B.Proc (Admitted Attorney) B.Soc.Sci (Ind Psych), B.Proc (Admitted Attorney), B.Soc.Sci (Ind Psych), Post Grad Diploma Financial Planning (UOFS), Cert.Econ (Potch); Compliance Cert. (UCT); Cert.in Legal Practise(UNISA), +27 (0)82 411 7616, +27 (0)12 998 7938, dawn@legal1.co.za